Regonest MonogramRegonest Compliance
Home

Registration Services

Private Limited CompanyPopular
The most popular structure for scalable startups. Allows venture capital funding and limits founder liability.
Limited Liability Partnership (LLP)
Ideal for professional services and small businesses. Combines the flexibility of a partnership with limited liability.
One Person Company (OPC)
For solo founders who want full control and limited liability protection without needing a second director.
Sole Proprietorship
Easiest business structure to start. Suitable for unorganized, local, or highly personalized small businesses.
Partnership Firm
Traditional partnership agreement based structure for locally run MSMEs with two or more co-founders.
Producer Company
Specifically designed for farmers and agriculturists to promote agricultural production export.
Nidhi Company
Formed to cultivate the habit of thrift and savings among its members. Functions like a mutual benefit society.
Indian Subsidiary
For foreign corporations looking to establish an official, fully-owned legal presence in the Indian market.
Public Limited Company
For large scale enterprises planning to raise public capital or list on stock exchanges in the future.
Startup India RegistrationEssential
DPIIT recognition for startups to avail tax holidays and easier compliance.
View All Registration Services

Tax

GST Registration & FilingPopular
Online GST registration and automated monthly GSTR-1 and GSTR-3B filings.
Income Tax Returns
Business tax return preparation, IT returns, and tax planning.

Business Support

Investment Pitch Deck
Professionally designed pitch decks and financial models to help you raise capital.
Virtual Office Address
Get a premium business address for registration without renting a physical office space.

Annual Compliance

ROC & Annual ComplianceEssential
Dedicated ROC compliance handling including Annual Returns and Board meetings.
Event-Based Compliance
MCA filings for director changes, share transfers, and capital increases.
Ongoing Compliance Support
Dedicated ongoing compliance assistance for your business including annual filings, event-based compliances, reminders, and continuous professional support.
Featured

Start Your Company in India

Launch your Private Limited company seamlessly. Dedicated compliance support included.

Guided Compliance Support
Trusted by 500+ Indian Businesses
Explore All Services
Web SolutionsPricingAboutContact
Regonest MonogramRegonest Compliance

Transforming professional compliance services for startups and MSMEs in India. All-inclusive compliance services starting at ₹1,999/month.

Delhi NCR, India
info@regonestcompliance.in
+91 9958963564

Services

  • Company Registration
  • Annual Compliance
  • GST Services
  • Income Tax Filing
  • Business Support
  • FEMA Advisory
  • XBRL Filing
  • Due Diligence
  • IPO Advisory
  • Legal Advisory

Company

  • About Us
  • Pricing
  • Contact
  • Blog

Legal

  • Privacy Policy
  • Terms of Service
  • Refund Policy

© 2026 Regonest Compliance. All rights reserved. · Employee Login

TwitterLinkedInInstagram

Disclaimer : The contents or claims in the Advertisement issued by the advertiser are the sole and exclusive responsibility of the Advertiser. The Institute of Company Secretaries of India does not own any responsibility whatsoever for such contents or claims by the Advertiser.

WhatsApp Us
Home›Services›Event-Based Compliance
Ad-Hoc ROC Filings

Event-Based Compliance For Companies in India

When your business fundamentals change, the MCA must be notified immediately. From director appointments to shifting offices, we handle all intricate ROC event filing India seamlessly to safeguard against penalties.

File an Event Now Verify Event Deadlines
MCA Certified Approvals Transparent Documentation 24-Hour Processing
  • What is Event Compliance
  • When Needed
  • Benefits
  • Common Filings
  • Process
  • Fees
  • Timelines & Penalties
  • FAQ

What Is Event-Based Compliance?

Unlike annual compliance which occurs predictably at the end of every financial year, event based compliance India refers to the mandatory statutory filings triggered by specific, ad-hoc changes within a company's structure or operations.

Whether it's the event compliance for private limited company involving changing a company name, raising fresh authorized capital, appointing a new director to the board, or shifting the registered office address to a new state—every fundamental pivot needs explicit tracking. The Ministry of Corporate Affairs (MCA) mandates that these variations be officially recorded and legally sanctioned within highly restrictive timeframes (usually 15 to 30 days) from the date of the event through dedicated e-forms like DIR-12, INC-22, and PAS-3.

Without a specialized company event compliance service, missing these hidden deadlines frequently results in devastating non-compliance consequences, compounding daily financial penalties, and rendering the administrative change legally null and void.

Primary Triggers

When to File Event-Based Compliance?

Any substantive corporate restructuring immediately activates mandatory MCA event filing requirements.

Change in Directors

Adding, resigning, or removing directors from the board structurally requires immediate filing of Form DIR-12 with valid DSC validation within 30 days.

Office Address Change

Shifting the registered office within the same city, state, or across states necessitates Form INC-22 along with valid lease/NOC documents.

Share Capital Alteration

Increasing the company's Authorized Capital (Form SH-7) or allotting new shares (Form PAS-3) must be logged accurately to validate the equity dilution.

Auditor Appointment

Re-appointing or explicitly changing the statutory auditor mandates filing an ADT-1 Form with the MCA.

Name or Objective Change

Rebranding the registered business name or fundamentally altering the MOA's core business objects requires passing special resolutions and filing Form MGT-14.

Resolutions & Agreements

Certain extraordinary board resolutions—such as securing major bank loans or approving complex LLP agreements—must be legally chronicled via MGT-14.

Strategic Edge

Benefits of Timely Event Filing

Executing your ROC event filing India seamlessly creates immense functional advantages.

Absolute Penalty Prevention

Delayed filings trigger per-day accumulating late fines, significantly exceeding the original filing charge over just a few weeks. Promptness saves critical runway.

Legal Enforceability

Corporate decisions—like appointing a new director or changing the office—hold no legal, banking, or structural weight until explicitly approved by the ROC.

Uninterrupted Equity Funding

Angel investors and foreign VCs scrutinize your filing history aggressively via due diligence. A completely clean MCA record is a prerequisite for rapid term sheet closures.

Director Reputational Safety

Continuous failure to formally register critical compliance events severely affects the C-Suite's legal standing, potentially prompting disqualification.

Primary Requirements

Common Event-Based Filings

Discover the specific e-forms required by the MCA when structural corporate changes occur.

Director Change (DIR-12)

Executing a DIR-12 filing India is legally necessary for the appointment, resignation, or removal of any director or KMP. Requires digital signature and filing within 30 days.

Registered Office Change

The INC-22 filing process applies when shifting the registered address within the same city, to another ROC jurisdiction, or interstate. Demands proof of address and NOC.

Share Transfer

Transferring existing equity between shareholders requires executing Form SH-4, paying explicit stamp duty, and updating the company's Register of Members securely.

Share Allotment (PAS-3)

Whenever a company issues new equity to founders or investors, executing a PAS-3 filing India strictly within 30 days of the actual allotment is a mandatory requirement.

Name Change

Rebranding requires reserving the new name via SPICe+ Part A, passing a Special Resolution, and filing INC-24 and MGT-14 to receive the fresh Certificate of Incorporation.

MOA/AOA Amendment

Altering the core business objects or authorized capital clauses of the Memorandum of Association physically requires a shareholder resolution and subsequent MGT-14 filing.

Event Compliance Process

A streamlined mechanism for managing sudden corporate filings securely.

Step 01

Board Resolution Drafting

We legally draft the preliminary notice and exact minutes for the Board of Directors meeting required to sanction the specific operational or structural change.

Step 02

Shareholder Approval (If Needed)

For major changes (like name alterations or capital increases), we construct the Extraordinary General Meeting (EGM) notice and explicitly log the Special Resolutions.

Step 03

Form Preparation & DSC Mapping

Our CS team prepares the required e-forms (like DIR-12 or INC-22) strictly adhering to the MCA v3 portal formats, attaching all necessary supporting documentation.

Step 04

Professional Certification

Before submission, a practicing CS or CA digitally signs and certifies the forms, an active statutory requirement for the vast majority of event-based filings.

Step 05

MCA Filing & Approval Challan

The certified forms are securely uploaded. Once processed, we deliver the final paid SRN challan and updated ROC approval directly to your corporate dashboard.

Event Compliance Fees in India

Providing total transparency in pricing across structural company event compliance fees.

Per-Event Structuring
Variable

Pricing structurally depends on the exact form required.

  • Government ChallanAs per capital
  • Professional CertificationIncluded
  • Stamp Duty (for Shares)At Actuals
  • Regonest Compliance Value100% Flat Pricing

Event-based compliance charges structurally rely on two critical components: Government Fees and Professional Fees. The MCA exacts varying challan fees depending on the distinct form type and the company's nominal authorized capital.

The Power of Regonest Compliance Pricing

Traditional practicing firms obscure pricing until after executing the resolution. Alternatively, Regonest Compliance delivers a transparent pricing architecture. Before initiating an INC-22 or DIR-12, our dashboard clearly isolates the government duty from our flat, digitized processing fee.

Review specific event structures
Crucial Risk

Compliance Timelines & Penalties

In India, the penalty for late ROC filing is deliberately stringent to continuously force modern regulatory adherence.

Corporate Change EventFiling e-FormStatutory Deadline
Change in Directors/KMPForm DIR-12Within 30 Days
Registered Office Address ShiftForm INC-22Within 30 Days
Special Resolutions PassingForm MGT-14Within 30 Days
Allotment of New SharesForm PAS-3Within 30 Days
Auditor AppointmentForm ADT-1Within 15 Days

What Happens If You Miss The Deadline?

Under the Companies Act, if an event-based form is filed after the mandatory 30-day timeline, additional fees apply on an escalating multiplier — 2x the normal fee for delays up to 30 days, rising to 4x, 6x, and up to 12x the longer the delay continues. Beyond 270 days, the Registrar may refuse to accept the filing altogether, requiring an application for condonation of delay to the Regional Director or NCLT before the form can be filed.

Risk Avoidance

Common Mistakes in Event-Based Compliance

Attempting structural ROC event filing India without compliance guidance often triggers severe MCA rejections.

Missing Statutory Filing Deadlines Can Cost You

Under the Companies Act, 2013, delayed filings with the Registrar of Companies attract escalating additional fees — often 2x to 12x the normal fee depending on the delay, with no cap for many forms. Staying on top of ROC compliance timelines helps avoid this rising cost.

Uncertified Resolutions

Submitting basic Word document minutes instead of formally drafting Board Resolutions certified by the active directors can lead to form rejection.

Defective NOCs

For INC-22 (Office Change), failing to attach a valid, legally stamped No Objection Certificate alongside recent utility bills is the primary rejection cause.

Executing Without Approvals

Executing a share allotement physically before receiving explicit MGT-14 and PAS-3 statutory approvals renders the new equity technically void.

Ignoring Stamp Duty

In share transfers (SH-4), failing to physically pay the mandated state-level stamp duty digitally nullifies the entire secondary transaction.

DSC Expiry Overlooks

Director DSCs often expire mid-filing. Forms must be digitally signed exclusively with mathematically valid Class 3 signatures.

Trust & Expertise

About Regonest Compliance

We support companies with end-to-end ROC and company compliance service requirements in India, including equity restructuring and management changes handled with transparency and care.

Professional-Assisted Filings

Every filing is drafted and reviewed by qualified professionals.

Dedicated Filing Support

A dedicated team member coordinates your filings on the MCA V3 portal to help minimise errors and rework.

Structured Filing Process

Board resolutions and supporting documents are prepared systematically, so filings can be uploaded to MCA without unnecessary delay.

Secure Documentation Vault

Lease agreements, KYC files, and stamped SH-4 certificates are stored with end-to-end encryption on our dashboard.

Pan-India Support

We assist companies across ROC jurisdictions including Maharashtra, Delhi, and Karnataka.

Regonest Compliance Value

Careful Pre-Submission Checks

We check attachment sizes, DSC validation, and fee calculations before submission, to help reduce the chances of a "Resubmission Expected" notice from MCA.

Transparent Flat Fees

No hidden consultation charges — you pay the fee quoted for the specific event compliance form.

Regonest Compliance provides MCA filing support and event compliance services for companies across India, delivered online. Whether your registered office is in Delhi, Mumbai, Bangalore, Hyderabad, Pune, Chennai, Ahmedabad, Noida, Gurugram, or Indore, our professional team assists with MCA filings via the centralized V3 portal.

Got Questions?

Frequently Asked Questions

What is the DIR-12 due date for appointing a director?

Form DIR-12 must be structurally filed with the MCA within precisely 30 days from the clear date of the relevant board resolution authorizing the appointment or resignation.

What is the INC-22 timeline for a registered office change?

Any transition of the registered office must be recorded and formally submitted to the ROC via Form INC-22 strictly within 30 days of the actual physical shift.

Is there a PAS-3 penalty for late share allotment filing?

Yes. If PAS-3 (Return of Allotment) is delayed beyond the statutory 30-day parameter, the MCA enforces aggressive penal late fees aggregating to multiples of the standard filing fee, and may invalidate the equity issuance.

What constitutes core share transfer compliance?

Share transfers mandate drafting a legal Share Transfer Agreement (SH-4 form), paying specific state stamp duty, and holding a formal board meeting to explicitly approve the transfer, all before updating the statutory Register of Members.

What are the core ROC event filing rules?

Fundamentally, any event that alters the constitution, management structure, office location, or equity footprint of a business triggers an event filing. Filing mandates a board resolution, proper DSC signatures from a key managerial personnel, and statutory timelines (usually 15 to 30 days).

Can I file event compliance without a CS?

While technically possible for very minor changes, most major forms (like PAS-3, INC-24) require mandatory digital certification and verification from a practicing professional (compliance support/CMA) to validate authenticity.

How does changing the company name work structurally?

It's a multi-stage process: Reserve the new name via SPICe+ Part A, approve it via a general shareholder meeting, and then file forms MGT-14 and INC-24. The new name is only valid after the fresh Certificate of Incorporation is issued.

Does an LLP have similar event compliance rules?

Yes. LLPs must file Form 3 for LLP Agreement changes, Form 4 for partner admissions/resignations, and Form 15 for registered office shifts, all bound by similar strict 30-day legal windows.

What documents are needed to increase Authorized Capital?

Required documents include the explicit notice of the resulting EGM, a certified copy of the Special Resolution, the radically altered Memorandum of Association (MOA), and the completed Form SH-7.

If I miss the 30-day window, will my directors be disqualified?

Immediate disqualification is rare for a single late filing; however, severe, perpetual negligence across multiple compliance forms can prompt the ROC to freeze the directors' DINs and strike off the company entirely.

Explore Related Offerings

Company RegistrationAnnual Compliance SupportGST RegistrationCompliance PricingAll Corporate Services

File Your Event Compliance Correctly

Don't risk your structural changes falling into MCA rejection loops. Secure your company's equity and directory legally.

Initiate Filing NowConsult with our Professional

MCA Compliant & Legally Audited